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Investment Banking Structure
Career Paths in IB Operations
Learning Outcome
5
How Operations supports continuity, risk management, and compliance.
4
Career progression from entry-level to leadership in Operations.
3
Skills required to succeed across IB Operations functions.
2
Key roles and responsibilities across IB office divisions.
1
Front, Middle & Back Office functions and interdependence in Investment Banking.
What is IB Operations?
Investment Banking Operations is the backbone of financial markets.
Operations teams ensure trades and transactions are processed accurately.
They manage confirmation, settlement, and reporting activities.
Strong operations infrastructure is essential for business continuity.
The IB ecosystem is divided into Front, Mid, and Back Office.
Core Concepts
Front Office
Job Roles
Summary
5
The Chinese Wall separates departments to prevent insider trading & conflicts of interest.
4
Back Office handles trade support, settlement, and custody operations.
3
Middle Office manages risk, treasury, and compliance.
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Front Office desks manage key client and market activities.
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Financial firms consist of Front, Middle, and Back Office divisions.
Quiz
Q.1 What is the purpose of a Chinese Wall?
A. Manage settlements
B. Prevent insider trading
C. Handle client onboarding
D. Process trades
Quiz-Answer
Q.1 Which office in an investment bank is primarily responsible for generating revenue through client interaction and deal execution?
A. Back Office
B. Middle Office
C. Front office
D. Compliance Office
Q.1 What is the purpose of a Chinese Wall?
B. Prevent insider trading
A. Manage settlements
C. Handle client onboarding
D. Process trades
Career Paths in IB Operations
By Content ITV
